1. Regulatory Status & Authority
ORO Capital Ltd. (“ORO Capital”) is an incorporated private company licensed and regulated by the Dubai Financial Services Authority (DFSA) under the laws and regulations of the Dubai International Financial Centre (DIFC), Dubai, United Arab Emirates.
ORO Capital is authorized to conduct regulated financial services including Advising on Financial Products, Arranging Deals in Investments, and Corporate Finance Advisory.
2. Institutional Group Structure
ORO Capital Ltd. is the corporate finance and strategic advisory arm of ORO Holdings, an international financial and investment group whose operating entities are regulated across three primary jurisdictions:
- ORO Fund Management: Regulated by the Commission de Surveillance du Secteur Financier (CSSF), Luxembourg.
- ORO Asset Management: Regulated by the Financial Services Commission (FSC), British Virgin Islands.
- ORO Investment Management: DIFC, Dubai.
- ORO Capital: Regulated by the Dubai Financial Services Authority (DFSA), Dubai.
- ORO Structuring: Regulated by the Dubai Financial Services Authority (DFSA), Dubai.
- ORO Family Office: Regulated by the Dubai Financial Services Authority (DFSA), Dubai.
3. Client Categorisation (Professional Clients Only)
All financial services, investment banking transactions, deal brokerage, and advisory mandates undertaken by ORO Capital are directed exclusively at and available only to persons categorised as Professional Clients or Market Counterparties under the DFSA Conduct of Business (COB) Module.
Retail Clients: ORO Capital does not provide services to Retail Clients. If you are a Retail Client, you must not rely upon, act on, or enter into transactions based on the information provided on this website. Persons who do not possess professional investment expertise should not access or engage with the services described herein.
4. Scope of Advisory Services
ORO Capital provides discreet, senior-led financial advisory across corporate finance, merger and acquisition (M&A) advisory, transaction execution, deal brokerage, and fund sponsorship. ORO Capital does not conduct retail deposit taking, commercial banking, or retail foreign exchange operations.
ORO Capital does not hold client assets or client money unless explicitly authorized and segregated under applicable DFSA Client Money rules and documented in written client agreements.
5. No Offer, Advice, or Solicitation
The materials, statements, and information contained on this website are provided solely for institutional background information regarding our advisory capabilities. Under no circumstances should any content on this website be construed as:
- An offer to buy or sell, or a solicitation of an offer to buy or sell, any security, financial instrument, or collective investment scheme.
- Financial, legal, investment, accounting, or tax advice.
- A personal recommendation to enter into any transaction, investment strategy, or corporate action.
Any decision to enter into a transaction or engage advisory services must be based solely on independent professional due diligence, formal offering documentation, and binding written engagement contracts.
6. Risk Disclosures
Prospective counterparties and institutional clients should carefully consider the following inherent financial risks:
- Capital Risk: Capital committed to private corporate finance transactions, private equity, debt structures, or early-stage ventures involves substantial risk. You may lose some or all of the capital invested.
- Illiquidity: Private market transactions and bespoke financial structures are typically illiquid and may not possess a secondary trading market.
- Past Performance: Past performance, valuations, or track records are not a reliable indicator or guarantee of future returns.
- Cross-Border Complexity: International and multi-jurisdictional transactions may carry currency risks, legal variances, and regulatory exposure.
7. Anti-Money Laundering & Sanctions Compliance
ORO Capital maintains zero tolerance for financial crime and strictly enforces comprehensive Anti-Money Laundering (AML), Counter-Terrorist Financing (CFT), and Sanctions Compliance policies in accordance with:
- DFSA Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML Module).
- UAE Federal Decree-Law No. 20 of 2018 on Anti-Money Laundering and Combating the Financing of Terrorism and Financing of Illegal Organisations.
- Financial Action Task Force (FATF) standards and guidelines.
- Applicable United Nations, UAE, OFAC, and European Union sanctions lists.
Prior to accepting any mandate or executing transactions, ORO Capital performs mandatory customer due diligence (CDD), ultimate beneficial ownership (UBO) verification, and ongoing transaction monitoring.
8. Complaints & Dispute Resolution
ORO Capital has established a formal complaints handling procedure designed to resolve client dissatisfaction fairly and promptly. Any client wishing to lodge a formal complaint should submit details in writing to:
The Compliance Officer
ORO Capital Ltd.
Meydan Grandstand, 6th floor, Meydan Road, Nad Al Sheba, Dubai, U.A.E.
Email: [email protected]
All complaints are acknowledged promptly and investigated impartially by the Compliance Department in accordance with DFSA regulatory standards.
9. Regulatory Inquiries
For verified regulatory inquiries or further details concerning ORO Capital’s licensing and regulatory permissions, please contact our Legal and Compliance team at [email protected].
Last updated: September 2026